Compliance & Regulations

The Results of Regulations on Banks

After the financial crisis of 2008, many questioned the role of many of our nation’s largest banks in creating an unhealthy economic environment. There were certainly some serious and glaring issues with how some of these banks handled unsavory deals which exasperated the financial crisis, especially in regards to the housing market.

New SEC Head on the Way, Little Change Seen Coming

The Securities and Exchange Commission is the federal agency in charge of enforcing government regulations on corporations, businesses, and the financial sector. It is well known in business. Many members of higher management like CFOs, CEOs, and COOs pay attention to the SECs actions. The SEC is the primary determiner of how strict and forceful …

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